Our Staff has compiled our research into a database of FINRA Broker Disclosures for SEI Investments Distribution Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Scott Wubbe | 3147757 | 1 | 09/06/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Craig McCarthy | 2529447 | 1 | 04/29/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |