Our Staff has compiled our research into a database of FINRA Broker Disclosures for SEI Investments Distribution Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Peter McWilliams | 3264140 | 1 | 11/03/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Frances Elizabeth Lynch | 2162996 | 1 | 08/02/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Scott Wubbe | 3147757 | 1 | 09/06/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy James Black | 4537373 | 1 | 05/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Craig McCarthy | 2529447 | 1 | 04/29/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |