Our Staff has compiled our research into a database of FINRA Broker Disclosures for IDB Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elsa Prat | 5203467 | 1 | 08/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Treble | 1699773 | 2 | 03/19/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |