Our Staff has compiled our research into a database of FINRA Broker Disclosures for IDB Capital Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alvin Burl Rodolfo | 2245963 | 1 | 03/20/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johny Pradagomez | 7526127 | 1 | 11/24/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Othman Ladino | 1615271 | 1 | 10/06/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Lisa Bileydi | 4371534 | 1 | 10/08/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elsa Prat | 5203467 | 1 | 08/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Treble | 1699773 | 2 | 03/19/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Treble | 1699773 | 2 | 07/20/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |