Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Underwood | 4779828 | 2 | 12/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Knorr | 5952976 | 1 | 04/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roya E Vassell | 5439251 | 1 | 03/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noel Wells Doiron | 5398527 | 1 | 10/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |