Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Underwood | 4779828 | 2 | 12/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Underwood | 4779828 | 2 | 12/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher James Knorr | 5952976 | 1 | 04/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roya E Vassell | 5439251 | 1 | 03/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Michael Cheadle | 6081540 | 1 | 03/20/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Noel Wells Doiron | 5398527 | 1 | 10/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cameron Howard Carty | 5598694 | 1 | 05/15/2015 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Brandon Ross Cuellar | 4943777 | 1 | 05/23/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Francisco Medina | 2819495 | 1 | 05/06/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark D Tishman | 5293993 | 1 | 09/15/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |