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FINRA Broker Disclosures for Baron Capital, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Baron Capital, Inc.. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ronald Stephen Baron13187304/29/2003RegulatoryFinal$0.00$0.00See FINRA Report
Ronald Stephen Baron13187307/07/1992RegulatoryFinal$0.00$0.00See FINRA Report
Ronald Stephen Baron13187305/17/1988RegulatoryFinal$0.00$0.00See FINRA Report

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