Our Staff has compiled our research into a database of FINRA Broker Disclosures for Baron Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Stephen Baron | 13187 | 3 | 04/29/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Stephen Baron | 13187 | 3 | 07/07/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Stephen Baron | 13187 | 3 | 05/17/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |