Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Dickerson | 7712701 | 1 | 09/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aderon Alan Napier | 4654167 | 2 | 06/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter Christian Etterlee | 6741012 | 1 | 04/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francesco Genovese | 3271394 | 1 | 02/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Roy Triplett | 2953823 | 2 | 08/31/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Eugene Winemiller | 2738609 | 2 | 10/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aderon Alan Napier | 4654167 | 2 | 11/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adrian Trent Podsednik | 4606988 | 2 | 10/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alfred Ponder | 2315144 | 2 | 09/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adrian Trent Podsednik | 4606988 | 2 | 08/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |