Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 10 out of 17 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Alan Michael Gnoinski4416094201/07/2020Customer DisputeClosed-No Action$48,933.90$0.00See FINRA Report
Jeffrey Scott Beasley4777811111/12/2018Customer DisputeClosed-No Action$70,000.00$0.00See FINRA Report
Patrick Francis Cusick5312345312/06/2017Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Robert Lloyd Arnold1240901104/19/2017Customer DisputeClosed-No Action$20,359.50$0.00See FINRA Report
Sandy Magid3138610103/19/2017Customer DisputeClosed-No Action$50,000.00$0.00See FINRA Report
Grace Chong Kim4206921105/16/2016Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Tonya Gay Fulcher2356493104/18/2014Customer DisputeClosed-No Action$76,205.90$0.00See FINRA Report
Larry David Farish2097275302/21/2011Customer DisputeClosed-No Action$60,000.00$0.00See FINRA Report
William Franklin Richardson721293707/29/2009Customer DisputeClosed-No Action$50,000.00$0.00See FINRA Report
C Gerard van Duinen2955290104/14/2009Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

17 Results

Display: