Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sanford C. Bernstein & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Judith Rosenthal | 2864189 | 3 | 10/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Judith Rosenthal | 2864189 | 3 | 08/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Judith Rosenthal | 2864189 | 3 | 03/06/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Lippman | 4452046 | 3 | 03/30/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Lippman | 4452046 | 3 | 03/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Lippman | 4452046 | 3 | 07/20/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |