Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sanford C. Bernstein & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose G Torres | 7422262 | 1 | 09/17/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael F Picardi | 7296260 | 1 | 08/18/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Thomas Mandrola | 6998546 | 1 | 05/26/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Abigail Kaufmann | 7326837 | 1 | 03/25/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lori Constance Lewin | 1421309 | 1 | 06/04/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Clay Merrick | 4135917 | 1 | 09/13/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kurt Jasin | 7409453 | 1 | 01/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon Everett Heisler | 4389336 | 1 | 04/01/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |