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FINRA Broker Disclosures for THE Vertical Group

Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Vertical Group. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kenneth Michael Muller2862948110/30/1994CriminalFinal Disposition$0.00$0.00See FINRA Report
Kristine Lucia Matarazzo2535804101/21/1992CriminalFinal Disposition$0.00$0.00See FINRA Report

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