Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Vertical Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Abdulkerim Karaoglu | 4875077 | 3 | 02/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Abdulkerim Karaoglu | 4875077 | 3 | 11/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Abdulkerim Karaoglu | 4875077 | 3 | 10/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Michael Muller | 2862948 | 1 | 10/30/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristine Lucia Matarazzo | 2535804 | 1 | 01/21/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |