Our Staff has compiled our research into a database of FINRA Broker Disclosures for Superior Financial Services,Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Reinhardt Haese | 1549272 | 1 | 04/22/2022 | Customer Dispute | Settled | $431,012.00 | $0.00 | See FINRA Report |
William Daniel Theis | 4541180 | 2 | 04/22/2022 | Customer Dispute | Settled | $431,012.00 | $0.00 | See FINRA Report |
Gary James Palmer | 355588 | 1 | 03/10/2010 | Customer Dispute | Denied | $8,371.00 | $0.00 | See FINRA Report |
William Daniel Theis | 4541180 | 2 | 05/06/2009 | Customer Dispute | Denied | $4,523.00 | $0.00 | See FINRA Report |