Our Staff has compiled our research into a database of FINRA Broker Disclosures for Superior Financial Services,Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Reinhardt Haese | 1549272 | 1 | 04/22/2022 | Customer Dispute | Pending | $431,012.00 | $0.00 | See FINRA Report |
| William Daniel Theis | 4541180 | 2 | 04/22/2022 | Customer Dispute | Pending | $431,012.00 | $0.00 | See FINRA Report |
| Thomas Joseph Shanahan | 1380187 | 1 | 04/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Eugene Walston | 1452700 | 2 | 04/01/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary James Palmer | 355588 | 1 | 03/10/2010 | Customer Dispute | Denied | $8,371.00 | $0.00 | See FINRA Report |
| William Daniel Theis | 4541180 | 2 | 05/06/2009 | Customer Dispute | Denied | $4,523.00 | $0.00 | See FINRA Report |
| Michael Eugene Walston | 1452700 | 2 | 04/01/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Steven Dauffenbach | 1111122 | 1 | 07/01/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |