Potomac Analytics' Logo

FINRA Broker Disclosures for J.K. Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.K. Financial Services, Inc.. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joe Jiankang Zheng2318835108/05/2024Customer DisputePending$1,935,000.00$0.00See FINRA Report
Lily Meixia Ho4336165107/21/2011Customer DisputeDenied$0.00$0.00See FINRA Report
James J Moon2109554102/07/2007Customer DisputeDenied$0.00$0.00See FINRA Report
Samuel Kim2292477308/13/2003Customer DisputeSettled$183,500.00$0.00See FINRA Report
Samuel Kim2292477302/15/2002Customer DisputeDenied$19,189.80$0.00See FINRA Report
Samuel Kim2292477308/17/2000Customer DisputeClosed-No Action$6,090.04$0.00See FINRA Report

6 Results

Display: