Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.K. Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lily M Ho | 4336165 | 1 | 07/21/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Julie Sheau Lin Ting | 1683235 | 3 | 09/15/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Julie Sheau Lin Ting | 1683235 | 3 | 08/06/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Sheau Lin Ting | 1683235 | 3 | 12/07/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James J Moon | 2109554 | 1 | 02/07/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel Kim | 2292477 | 3 | 08/13/2003 | Customer Dispute | Settled | $183,500.00 | $0.00 | See FINRA Report |
| Samuel Kim | 2292477 | 3 | 02/15/2002 | Customer Dispute | Denied | $19,189.80 | $0.00 | See FINRA Report |
| Samuel Kim | 2292477 | 3 | 08/17/2000 | Customer Dispute | Closed-No Action | $6,090.04 | $0.00 | See FINRA Report |