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FINRA Disclosures for Thomas Samuel Dellinger

Our Staff has compiled our research into a database of FINRA Disclosures for Thomas Samuel Dellinger. Search or filter the database to find more about this broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas Samuel Dellinger864171708/23/2016Customer DisputeSettled$5,000.00$0.00See FINRA Report
Thomas Samuel Dellinger864171711/04/2011Customer DisputeSettled$300,000.00$0.00See FINRA Report
Thomas Samuel Dellinger864171701/25/2011Customer DisputeWithdrawn$375,000.00$0.00See FINRA Report
Thomas Samuel Dellinger864171706/09/2010Customer DisputeSettled$18,145.80$0.00See FINRA Report
Thomas Samuel Dellinger864171704/26/2010Customer DisputeSettled$2,400,000.00$0.00See FINRA Report
Thomas Samuel Dellinger864171704/12/2010Customer DisputeSettled$165,000.00$0.00See FINRA Report

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