Our Staff has compiled our research into a database of FINRA Disclosures for Thomas Samuel Dellinger. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Samuel Dellinger | 864171 | 7 | 08/30/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Samuel Dellinger | 864171 | 7 | 08/23/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Samuel Dellinger | 864171 | 7 | 11/04/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Thomas Samuel Dellinger | 864171 | 7 | 01/25/2011 | Customer Dispute | Withdrawn | $375,000.00 | $0.00 | See FINRA Report |
| Thomas Samuel Dellinger | 864171 | 7 | 06/09/2010 | Customer Dispute | Settled | $18,145.80 | $0.00 | See FINRA Report |
| Thomas Samuel Dellinger | 864171 | 7 | 04/26/2010 | Customer Dispute | Settled | $2,400,000.00 | $0.00 | See FINRA Report |
| Thomas Samuel Dellinger | 864171 | 7 | 04/12/2010 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |