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FINRA Disclosures for Preston Aubrey Spears

Our Staff has compiled our research into a database of FINRA Disclosures for Preston Aubrey Spears. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Preston Aubrey Spears861779705/23/2019Customer DisputePending$150,000.00$0.00See FINRA Report
Preston Aubrey Spears861779712/10/2018Customer DisputePending$27,319,000.00$0.00See FINRA Report
Preston Aubrey Spears861779711/05/2018Customer DisputePending$325,000.00$0.00See FINRA Report
Preston Aubrey Spears861779711/05/2018Customer DisputePending$623,158.00$0.00See FINRA Report

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