Our Staff has compiled our research into a database of FINRA Disclosures for Preston Aubrey Spears. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Preston Aubrey Spears | 861779 | 7 | 05/23/2019 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Preston Aubrey Spears | 861779 | 7 | 12/10/2018 | Customer Dispute | Pending | $27,319,000.00 | $0.00 | See FINRA Report |
| Preston Aubrey Spears | 861779 | 7 | 11/05/2018 | Customer Dispute | Pending | $325,000.00 | $0.00 | See FINRA Report |
| Preston Aubrey Spears | 861779 | 7 | 11/05/2018 | Customer Dispute | Pending | $623,158.00 | $0.00 | See FINRA Report |
| Preston Aubrey Spears | 861779 | 7 | 03/07/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Preston Aubrey Spears | 861779 | 7 | 11/14/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Preston Aubrey Spears | 861779 | 7 | 08/19/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |