Our Staff has compiled our research into a database of FINRA Disclosures for Marshall Royal Cassedy. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Marshall Royal Cassedy | 853370 | 24 | 04/09/2018 | Customer Dispute | Settled | $192,000.00 | $0.00 | See FINRA Report |
Marshall Royal Cassedy | 853370 | 24 | 04/09/2018 | Customer Dispute | Settled | $155,000.00 | $0.00 | See FINRA Report |
Marshall Royal Cassedy | 853370 | 24 | 12/14/2017 | Customer Dispute | Settled | $845,000.00 | $0.00 | See FINRA Report |
Marshall Royal Cassedy | 853370 | 24 | 11/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Marshall Royal Cassedy | 853370 | 24 | 11/19/2009 | Customer Dispute | Settled | $470,000.00 | $0.00 | See FINRA Report |
Marshall Royal Cassedy | 853370 | 24 | 11/19/2009 | Customer Dispute | Settled | $470,000.00 | $0.00 | See FINRA Report |
Marshall Royal Cassedy | 853370 | 24 | 10/10/2004 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
Marshall Royal Cassedy | 853370 | 24 | 01/27/2003 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
Marshall Royal Cassedy | 853370 | 24 | 05/09/2002 | Customer Dispute | Settled | $282,409.00 | $0.00 | See FINRA Report |
Marshall Royal Cassedy | 853370 | 24 | 05/17/2001 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |