Our Staff has compiled our research into a database of FINRA Disclosures for Marshall Royal Cassedy. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marshall Royal Cassedy | 853370 | 24 | 04/09/2018 | Customer Dispute | Settled | $192,000.00 | $0.00 | See FINRA Report |
| Marshall Royal Cassedy | 853370 | 24 | 04/09/2018 | Customer Dispute | Settled | $155,000.00 | $0.00 | See FINRA Report |
| Marshall Royal Cassedy | 853370 | 24 | 12/14/2017 | Customer Dispute | Settled | $845,000.00 | $0.00 | See FINRA Report |
| Marshall Royal Cassedy | 853370 | 24 | 09/09/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marshall Royal Cassedy | 853370 | 24 | 04/09/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marshall Royal Cassedy | 853370 | 24 | 11/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marshall Royal Cassedy | 853370 | 24 | 11/19/2009 | Customer Dispute | Settled | $470,000.00 | $0.00 | See FINRA Report |
| Marshall Royal Cassedy | 853370 | 24 | 11/19/2009 | Customer Dispute | Settled | $470,000.00 | $0.00 | See FINRA Report |
| Marshall Royal Cassedy | 853370 | 24 | 06/16/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marshall Royal Cassedy | 853370 | 24 | 09/20/2005 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |