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FINRA Disclosures for Wallace Efford Sheely

Our Staff has compiled our research into a database of FINRA Disclosures for Wallace Efford Sheely. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Wallace Efford Sheely8516091004/07/2011Customer DisputeSettled$5,000.00$0.00See FINRA Report
Wallace Efford Sheely8516091010/01/1996Customer DisputeSettled$2,000,000.00$0.00See FINRA Report
Wallace Efford Sheely8516091001/01/1996Customer DisputeSettled$1,200,000.00$0.00See FINRA Report

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