Our Staff has compiled our research into a database of FINRA Disclosures for Wallace Efford Sheely. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Wallace Efford Sheely | 851609 | 10 | 04/07/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Wallace Efford Sheely | 851609 | 10 | 10/01/1996 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
Wallace Efford Sheely | 851609 | 10 | 01/01/1996 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |