Our Staff has compiled our research into a database of FINRA Disclosures for Wallace Efford Sheely. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wallace Efford Sheely | 851609 | 10 | 04/07/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Wallace Efford Sheely | 851609 | 10 | 10/27/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wallace Efford Sheely | 851609 | 10 | 04/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wallace Efford Sheely | 851609 | 10 | 04/18/2005 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Wallace Efford Sheely | 851609 | 10 | 05/17/2004 | Customer Dispute | Withdrawn | $125,924.00 | $0.00 | See FINRA Report |
| Wallace Efford Sheely | 851609 | 10 | 04/16/2001 | Customer Dispute | Denied | $10,869.30 | $0.00 | See FINRA Report |
| Wallace Efford Sheely | 851609 | 10 | 01/08/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wallace Efford Sheely | 851609 | 10 | 04/29/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wallace Efford Sheely | 851609 | 10 | 10/01/1996 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Wallace Efford Sheely | 851609 | 10 | 01/01/1996 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |