Our Staff has compiled our research into a database of FINRA Disclosures for William Scott Norman. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Scott Norman | 820550 | 14 | 11/15/2011 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
William Scott Norman | 820550 | 14 | 09/13/2010 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |
William Scott Norman | 820550 | 14 | 08/16/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
William Scott Norman | 820550 | 14 | 08/28/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
William Scott Norman | 820550 | 14 | 04/30/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |