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FINRA Disclosures for William Scott Norman

Our Staff has compiled our research into a database of FINRA Disclosures for William Scott Norman. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Scott Norman8205501411/15/2011Customer DisputeSettled$25,000.00$0.00See FINRA Report
William Scott Norman8205501409/13/2010Customer DisputeSettled$270,000.00$0.00See FINRA Report
William Scott Norman8205501408/16/2010Customer DisputeSettled$0.00$0.00See FINRA Report
William Scott Norman8205501408/28/2009Customer DisputeSettled$0.00$0.00See FINRA Report
William Scott Norman8205501404/30/2008Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

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