Our Staff has compiled our research into a database of FINRA Disclosures for William Scott Norman. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Scott Norman | 820550 | 14 | 11/15/2011 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| William Scott Norman | 820550 | 14 | 09/13/2010 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |
| William Scott Norman | 820550 | 14 | 08/16/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Scott Norman | 820550 | 14 | 08/28/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Scott Norman | 820550 | 14 | 04/30/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Scott Norman | 820550 | 14 | 01/28/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Scott Norman | 820550 | 14 | 11/19/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Scott Norman | 820550 | 14 | 08/29/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Scott Norman | 820550 | 14 | 01/04/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Scott Norman | 820550 | 14 | 06/25/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |