Our Staff has compiled our research into a database of FINRA Disclosures for Roger Martin Faulring. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Martin Faulring | 727976 | 16 | 03/06/2006 | Customer Dispute | Award / Judgment | $543,603.00 | $685,168.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 12/30/2002 | Customer Dispute | Award / Judgment | $410,000.00 | $125,000.00 | See FINRA Report |