Our Staff has compiled our research into a database of FINRA Disclosures for Roger Martin Faulring. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Martin Faulring | 727976 | 16 | 05/04/2006 | Customer Dispute | Settled | $368,999.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 05/04/2006 | Customer Dispute | Settled | $211,685.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 03/21/2006 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 03/06/2006 | Customer Dispute | Award / Judgment | $543,603.00 | $685,168.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 01/06/2006 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 01/05/2006 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 12/05/2005 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 11/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 09/14/2005 | Customer Dispute | Settled | $769,362.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 08/16/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |