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FINRA Disclosures for Michael James Lee

Our Staff has compiled our research into a database of FINRA Disclosures for Michael James Lee. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael James Lee7159321104/12/2022Customer DisputeSettled$150,000.00$0.00See FINRA Report
Michael James Lee7159321110/17/2011Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Michael James Lee7159321104/14/2011Customer DisputeSettled$515,000.00$0.00See FINRA Report
Michael James Lee7159321101/25/2011Customer DisputeSettled$600,000.00$0.00See FINRA Report
Michael James Lee7159321101/18/2011Customer DisputeSettled$80,000.00$0.00See FINRA Report
Michael James Lee7159321109/02/2010Customer DisputeSettled$536,000.00$0.00See FINRA Report
Michael James Lee7159321102/19/2010Customer DisputeSettled$2,143,000.00$0.00See FINRA Report
Michael James Lee7159321110/29/2009Customer DisputeSettled$440,000.00$0.00See FINRA Report

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