Our Staff has compiled our research into a database of FINRA Disclosures for Michael James Lee. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Lee | 715932 | 11 | 04/12/2022 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Michael James Lee | 715932 | 11 | 05/19/2021 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |
| Michael James Lee | 715932 | 11 | 12/01/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael James Lee | 715932 | 11 | 10/17/2011 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Michael James Lee | 715932 | 11 | 04/14/2011 | Customer Dispute | Settled | $515,000.00 | $0.00 | See FINRA Report |
| Michael James Lee | 715932 | 11 | 01/25/2011 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Michael James Lee | 715932 | 11 | 01/18/2011 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Michael James Lee | 715932 | 11 | 09/02/2010 | Customer Dispute | Settled | $536,000.00 | $0.00 | See FINRA Report |
| Michael James Lee | 715932 | 11 | 02/19/2010 | Customer Dispute | Settled | $2,143,000.00 | $0.00 | See FINRA Report |
| Michael James Lee | 715932 | 11 | 10/29/2009 | Customer Dispute | Settled | $440,000.00 | $0.00 | See FINRA Report |