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FINRA Disclosures for Earl David Walter

Our Staff has compiled our research into a database of FINRA Disclosures for Earl David Walter. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Earl David Walter704077703/12/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Earl David Walter704077702/03/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Earl David Walter704077712/30/2005Customer DisputeSettled$200,000.00$0.00See FINRA Report
Earl David Walter704077706/28/2005Customer DisputeSettled$100,000.00$0.00See FINRA Report

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