Our Staff has compiled our research into a database of FINRA Disclosures for Earl David Walter. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Earl David Walter | 704077 | 7 | 03/12/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Earl David Walter | 704077 | 7 | 02/03/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Earl David Walter | 704077 | 7 | 12/30/2005 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Earl David Walter | 704077 | 7 | 06/28/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Earl David Walter | 704077 | 7 | 02/05/2004 | Customer Dispute | Denied | $242,930.00 | $0.00 | See FINRA Report |
| Earl David Walter | 704077 | 7 | 10/06/2003 | Customer Dispute | Closed-No Action | $22,000.00 | $0.00 | See FINRA Report |
| Earl David Walter | 704077 | 7 | 10/10/2002 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |