Our Staff has compiled our research into a database of FINRA Disclosures for Roberto Luis Maldonado. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roberto Luis Maldonado | 5093698 | 36 | 04/28/2021 | Customer Dispute | Settled | $440,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 10/13/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 04/02/2020 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 10/24/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 08/27/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 08/21/2019 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 08/01/2019 | Customer Dispute | Settled | $1,590,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 08/01/2019 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 07/31/2019 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Roberto Luis Maldonado | 5093698 | 36 | 07/30/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |