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FINRA Disclosures for Roberto Luis Maldonado

Our Staff has compiled our research into a database of FINRA Disclosures for Roberto Luis Maldonado. Search or filter the database to find more about this broker.

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Displaying 10 out of 36 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Roberto Luis Maldonado50936983604/28/2021Customer DisputeSettled$440,000.00$0.00See FINRA Report
Roberto Luis Maldonado50936983610/13/2020Customer DisputeSettled$100,000.00$0.00See FINRA Report
Roberto Luis Maldonado50936983604/02/2020Customer DisputeSettled$80,000.00$0.00See FINRA Report
Roberto Luis Maldonado50936983610/24/2019Customer DisputeSettled$150,000.00$0.00See FINRA Report
Roberto Luis Maldonado50936983608/27/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Roberto Luis Maldonado50936983608/21/2019Customer DisputeSettled$350,000.00$0.00See FINRA Report
Roberto Luis Maldonado50936983608/01/2019Customer DisputeSettled$1,590,000.00$0.00See FINRA Report
Roberto Luis Maldonado50936983608/01/2019Customer DisputeSettled$345,000.00$0.00See FINRA Report
Roberto Luis Maldonado50936983607/31/2019Customer DisputeSettled$60,000.00$0.00See FINRA Report
Roberto Luis Maldonado50936983607/30/2019Customer DisputeSettled$0.00$0.00See FINRA Report

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