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FINRA Disclosures for Atul Makharia

Our Staff has compiled our research into a database of FINRA Disclosures for Atul Makharia. Search or filter the database to find more about this broker.

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Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Atul Makharia50707621310/02/2023Customer DisputePending$499,000.00$0.00See FINRA Report
Atul Makharia50707621305/15/2023Customer DisputeSettled$40,000.00$0.00See FINRA Report
Atul Makharia50707621309/20/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Atul Makharia50707621306/15/2020Customer DisputeSettled$100,000.00$0.00See FINRA Report
Atul Makharia50707621303/16/2020Customer DisputeSettled$150,000.00$0.00See FINRA Report
Atul Makharia50707621302/18/2020Customer DisputeSettled$100,000.00$0.00See FINRA Report
Atul Makharia50707621311/14/2019Customer DisputeSettled$160,000.00$0.00See FINRA Report
Atul Makharia50707621308/14/2019Customer DisputeSettled$600,000.00$0.00See FINRA Report
Atul Makharia50707621306/13/2019Customer DisputeSettled$100,000.00$0.00See FINRA Report
Atul Makharia50707621311/08/2018Customer DisputeSettled$200,000.00$0.00See FINRA Report

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