Our Staff has compiled our research into a database of FINRA Disclosures for Atul Makharia. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Atul Makharia | 5070762 | 13 | 10/02/2023 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 05/15/2023 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 02/06/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 09/20/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 06/15/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 03/16/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 02/18/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 11/14/2019 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 08/14/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 06/13/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |