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FINRA Disclosures for Ann Louise Werts

Our Staff has compiled our research into a database of FINRA Disclosures for Ann Louise Werts. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ann Louise Werts50577841003/07/2023Customer DisputeSettled$50,000.00$0.00See FINRA Report
Ann Louise Werts50577841003/02/2023Customer DisputeSettled$50,000.00$0.00See FINRA Report
Ann Louise Werts50577841011/08/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Ann Louise Werts50577841009/16/2022Customer DisputeSettled$250,000.00$0.00See FINRA Report
Ann Louise Werts50577841007/01/2022Customer DisputeSettled$295,000.00$0.00See FINRA Report

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