Our Staff has compiled our research into a database of FINRA Disclosures for Ann Louise Werts. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ann Louise Werts | 5057784 | 10 | 03/07/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Ann Louise Werts | 5057784 | 10 | 03/02/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Ann Louise Werts | 5057784 | 10 | 11/17/2022 | Customer Dispute | Pending | $836,000.00 | $0.00 | See FINRA Report |
| Ann Louise Werts | 5057784 | 10 | 11/17/2022 | Customer Dispute | Pending | $1,110,000.00 | $0.00 | See FINRA Report |
| Ann Louise Werts | 5057784 | 10 | 11/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ann Louise Werts | 5057784 | 10 | 09/16/2022 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Ann Louise Werts | 5057784 | 10 | 07/08/2022 | Customer Dispute | Pending | $1,157,000.00 | $0.00 | See FINRA Report |
| Ann Louise Werts | 5057784 | 10 | 07/01/2022 | Customer Dispute | Settled | $295,000.00 | $0.00 | See FINRA Report |
| Ann Louise Werts | 5057784 | 10 | 04/01/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ann Louise Werts | 5057784 | 10 | 01/16/2009 | Customer Dispute | Closed-No Action | $7,336.50 | $0.00 | See FINRA Report |