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FINRA Disclosures for Roberto Jose Pineda Castellvi

Our Staff has compiled our research into a database of FINRA Disclosures for Roberto Jose Pineda Castellvi. Search or filter the database to find more about this broker.

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Displaying 10 out of 29 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Roberto Jose Pineda Castellvi49716532904/24/2024Customer DisputePending$0.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532910/31/2019Customer DisputeSettled$250,000.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532910/14/2019Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532910/09/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532908/15/2019Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532907/31/2019Customer DisputeSettled$475,000.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532907/30/2019Customer DisputeSettled$235,000.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532906/25/2019Customer DisputeSettled$310,000.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532907/06/2018Customer DisputeSettled$82,000.00$0.00See FINRA Report
Roberto Jose Pineda Castellvi49716532910/30/2017Customer DisputeSettled$750,000.00$0.00See FINRA Report

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