Our Staff has compiled our research into a database of FINRA Disclosures for Roberto Jose Pineda Castellvi. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Roberto Jose Pineda Castellvi | 4971653 | 29 | 04/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 10/31/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 10/14/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 10/09/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 08/15/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 07/31/2019 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 07/30/2019 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 06/25/2019 | Customer Dispute | Settled | $310,000.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 07/06/2018 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |
Roberto Jose Pineda Castellvi | 4971653 | 29 | 10/30/2017 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |