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FINRA Disclosures for James Grady Woodall

Our Staff has compiled our research into a database of FINRA Disclosures for James Grady Woodall. Search or filter the database to find more about this broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James Grady Woodall4721831103/31/1999Customer DisputeSettled$35,000.00$0.00See FINRA Report
James Grady Woodall4721831106/28/1998Customer DisputeSettled$350,000.00$0.00See FINRA Report
James Grady Woodall4721831106/11/1997Customer DisputeSettled$2,000,000.00$0.00See FINRA Report
James Grady Woodall4721831106/11/1997Customer DisputeSettled$2,000,000.00$0.00See FINRA Report
James Grady Woodall4721831106/11/1997Customer DisputeSettled$2,000,000.00$0.00See FINRA Report
James Grady Woodall4721831106/11/1997Customer DisputeSettled$2,000,000.00$0.00See FINRA Report
James Grady Woodall4721831110/21/1996Customer DisputeSettled$0.00$0.00See FINRA Report
James Grady Woodall4721831101/08/1993Customer DisputeSettled$150,000.00$0.00See FINRA Report
James Grady Woodall4721831107/21/1986Customer DisputeSettled$69,350.00$0.00See FINRA Report

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