Our Staff has compiled our research into a database of FINRA Disclosures for James Grady Woodall. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Grady Woodall | 472183 | 11 | 12/18/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 03/31/1999 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 06/28/1998 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 06/11/1997 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 06/11/1997 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 06/11/1997 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 06/11/1997 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 10/21/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 01/08/1993 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| James Grady Woodall | 472183 | 11 | 07/21/1986 | Customer Dispute | Settled | $69,350.00 | $0.00 | See FINRA Report |