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FINRA Disclosures for Thomas Crawford Wertz

Our Staff has compiled our research into a database of FINRA Disclosures for Thomas Crawford Wertz. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas Crawford Wertz463656706/29/2009Customer DisputeSettled$510,000.00$0.00See FINRA Report
Thomas Crawford Wertz463656702/14/2003Customer DisputeSettled$0.00$0.00See FINRA Report
Thomas Crawford Wertz463656708/12/1998Customer DisputeSettled$379,776.00$0.00See FINRA Report
Thomas Crawford Wertz463656712/01/1992Customer DisputeSettled$600,000.00$0.00See FINRA Report

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