Our Staff has compiled our research into a database of FINRA Disclosures for Thomas Crawford Wertz. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Crawford Wertz | 463656 | 7 | 06/29/2009 | Customer Dispute | Settled | $510,000.00 | $0.00 | See FINRA Report |
| Thomas Crawford Wertz | 463656 | 7 | 07/25/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Crawford Wertz | 463656 | 7 | 01/26/2005 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Thomas Crawford Wertz | 463656 | 7 | 01/02/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Crawford Wertz | 463656 | 7 | 02/14/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Crawford Wertz | 463656 | 7 | 08/12/1998 | Customer Dispute | Settled | $379,776.00 | $0.00 | See FINRA Report |
| Thomas Crawford Wertz | 463656 | 7 | 12/01/1992 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |