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FINRA Disclosures for Michael Lee Romero

Our Staff has compiled our research into a database of FINRA Disclosures for Michael Lee Romero. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Lee Romero4411973903/12/2010Customer DisputeSettled$358,238.00$0.00See FINRA Report
Michael Lee Romero4411973910/26/2009Customer DisputeSettled$170,000.00$0.00See FINRA Report

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