Our Staff has compiled our research into a database of FINRA Disclosures for Michael Lee Romero. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Lee Romero | 4411973 | 9 | 06/04/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Romero | 4411973 | 9 | 06/04/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Romero | 4411973 | 9 | 06/04/2010 | Customer Dispute | Closed-No Action | $355,000.00 | $0.00 | See FINRA Report |
| Michael Lee Romero | 4411973 | 9 | 06/04/2010 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Michael Lee Romero | 4411973 | 9 | 06/01/2010 | Customer Dispute | Denied | $900,000.00 | $0.00 | See FINRA Report |
| Michael Lee Romero | 4411973 | 9 | 03/15/2010 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Michael Lee Romero | 4411973 | 9 | 03/12/2010 | Customer Dispute | Settled | $358,238.00 | $0.00 | See FINRA Report |
| Michael Lee Romero | 4411973 | 9 | 10/26/2009 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |