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FINRA Disclosures for Roshan A Loungani

Our Staff has compiled our research into a database of FINRA Disclosures for Roshan A Loungani. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Roshan A Loungani4256993510/29/2013Customer DisputeSettled$200,000.00$0.00See FINRA Report
Roshan A Loungani4256993510/07/2013Customer DisputeDenied$97,000.00$0.00See FINRA Report
Roshan A Loungani4256993509/11/2013Customer DisputeClosed-No Action$199,000.00$0.00See FINRA Report
Roshan A Loungani4256993506/17/2013Customer DisputeSettled$76,019.00$0.00See FINRA Report

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