Our Staff has compiled our research into a database of FINRA Disclosures for Roshan A Loungani. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roshan A Loungani | 4256993 | 5 | 06/07/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roshan A Loungani | 4256993 | 5 | 10/29/2013 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Roshan A Loungani | 4256993 | 5 | 10/07/2013 | Customer Dispute | Denied | $97,000.00 | $0.00 | See FINRA Report |
| Roshan A Loungani | 4256993 | 5 | 09/11/2013 | Customer Dispute | Closed-No Action | $199,000.00 | $0.00 | See FINRA Report |
| Roshan A Loungani | 4256993 | 5 | 06/17/2013 | Customer Dispute | Settled | $76,019.00 | $0.00 | See FINRA Report |